Compliance Lead (Trading, Brokerage)

A big international group of financial companies offering trading solutions with branches across the globe is looking for a Compliance Lead. This top-level role is perfect for an experienced professional with a strong compliance, KYC, and AML background within the brokerage and financial sector.

Role overview 

As a Compliance Lead, this individual will play a critical role in shaping and unifying the compliance architecture for all around the group of companies. This role demands meticulous attention to detail, a strong grasp of regulatory requirements, and a solid background in automating the digitalisation of compliance functions.   

Key Responsibilities

  • Compliance Architecture: Review the current Compliance, KYC, and AML structures. Develop a unified architecture and process framework for all compliance activities.
  • Vendor Management: Identify and evaluate vendors needed to address specific compliance needs. Propose improvements to the current architecture.
  • Centralisation: Centralize compliance procedures across various geographies, providing internal services to the entire group.
  • Process Improvement: Analyze and understand the broker’s compliance processes, identifying good and bad examples. Implement best practices to enhance efficiency and effectiveness.

What you need

  • Experience: Proven experience in building similar architectures for large financial players. Extensive experience in compliance within the financial services industry, particularly in trading and brokerage.
  • Compliance Expertise: Excellent understanding of compliance processes within a brokerage, including KYC and AML. In-depth knowledge of international regulatory requirements and standards.
  • Analytical Skills: Ability to assess and improve existing compliance structures and processes.
  • Communication Skills: Strong communication skills to work effectively with different departments and CEOs of the companies within the group.
  • Ability to work independently and proactively.
  • Fluent in English and Russian.


  • Flexible working environment with options for remote work:
  • Innovative Environment: Work in a supportive and innovative environment with growth opportunities.
  • Competitive Salary & Benefits Package: A competitive salary and benefits package tailored to your experience and geography.
  • Professional Development: Opportunities for training and development in compliance and financial services within a rapidly progressing industry.
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